Manager | Investment Compliance

Location: Sydney CBD, New South Wales
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: super and benefits
REF: BBBH92899_1493688254

The Business

One of Australia's best known banks is currently looking for a successful investment compliance manager. With an enviable culture, a highly regarded head of department and an average tenure in the team of over 7 years, it's no wonder this team rarely has to come to market! Their modern and conveniently placed offices in the CBD make coming to work a breeze for anyone wanting to work in the heart of Sydney.

The Role

A client focused management role. The first point of contact for escalation and the oversight of a small local team and the indirect management of an international team.

  • Oversight of a team of investment compliance analysts
  • Take part in meetings, both locally and regionally via tele conference
  • Manage breaches of investment rules that are passed on by the team
  • Resolution of production issues, client queries and ad-hoc reporting
  • Manage all regulatory requirements for the team
  • Build strong relationships, demonstrating exceptional industry and product knowledge
  • Meet with potential clients during new business pitches, as operational SME

Skills and Experience

  • 5+ years' experience within investment compliance/mandate monitoring, with management experience
  • Strong understanding of financial markets and investment management processes
  • Strong communication and stakeholder management skills
  • Knowledge of derivatives exposure, credit ratings, duration measures and instrument types

Please contact Charlie | 02 9249 5087