Senior Risk & Compliance Specialist

Location: Sydney CBD, New South Wales
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: AU$115000 - AU$125000.00 per annum
REF: BBBH228774_1544767229

This is an exceptional opportunity join a leading Financial Institution in a Senior Risk and Compliance Specialist role.

Key Responsibilities

  • Assist the organisations risk control framework and management procedure, instilling a culture of continuous improvement
  • Update and implement the policies and procedures of the risk management, internal controls and compliance (Investment Compliance).
  • Accountability for risk identification, measurement, monitoring, assessment and control, according to the annual risk management plan;
  • Ensure the company's risk management framework is in full compliance with Head Office and Australian Regulatory authorities' requirements and prevent any significant risk events
  • Reporting directly into the head of


  • Deep experience within Risk Management and Compliance gained either or partially or wholly within financial services. (Asset Manager would be preferable).
  • Previous experience in Investment Compliance.
  • Strong communication skills, able to work with the business and whilst maintaining essential independence.
  • Business partnering skills with the ability to work closely with the Regulators whilst managing the company's interests and agenda.
  • Analytical mind and excellent problem solving skills, able to interpret complex regulatory policy and establish solutions for its implementation and fast adoption.
  • Excellent academic background