Senior Operational Risk & Compliance Analyst

Location: Sydney CBD, New South Wales
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: AU$105000 - AU$125000 per annum
REF: BBBH220020_1523602826

This is a unique opportunity to be part of an ASX listed Financial Services organisation in a 2nd Line Operational Risk and Compliance manager role. This is a leading Australian organisation with a presence in over 30+ countries.

Key Responsibilities

  • Manage in the organisations risk control framework and management procedure, instilling a culture of continuous improvement.
  • Update and implement the policies and procedures of the funds risk management, internal controls and compliance.
  • Accountability for risk identification, measurement, monitoring, assessment and control, according to the annual risk management plan.
  • Ensure the company's risk management framework is in full compliance with Head Office and Australian Regulatory authorities' requirements and prevent any significant risk events.
  • Monitoring and analysing trends in mitigating risks, including risk treatment plans.
  • Reporting and providing insights on risk management issues for key stakeholders.


  • Deep experience within 2nd Line Risk Management and Compliance gained either or partially or wholly within financial services.
  • Experience within Funds Management, Wealth Management or Custodian is highly advantageous.
  • Business partnering skills with the ability to work closely with the Regulators whilst managing the company's interests and agenda.
  • Analytical mind and excellent problem solving skills, able to interpret complex regulatory policy and establish solutions for its implementation and fast adoption.
  • Strong communication and influencing skills, able to work within a constantly changing business whilst maintaining essential independence.
  • Excellent academic background.

If this role appeals to you, please apply or contact Andrew Douglas on 02 9249 5009 for a confidential discussion.