Risk and Compliance Manager

Location: McMahons Point, New South Wales
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH241028_1587006960

A well-known and highly regarded financial services business is looking for a switched on Risk and Compliance Manager to join their team. This newly created role is a key component of a large and growing team who are responsible for driving positive risk and compliance outcomes for their 4 key business units: Research, Corporate Advisory, Financial Markets and Wealth Management.

Responsibilities:

  • Keep stakeholders up to speed on incoming compliance issues/regulations, and assist with the rollout of proposed changes
  • Work to improve/enhance the compliance framework surrounding markets supervision and monitoring
  • Investigate breaches and incidents
  • Build strong relationships with the business and stakeholders
  • Involvement with high profile projects

Experience:

This role will see you work predominantly in markets, but will also give you experince in Wealth and advisory. It would suit a candidate looking to step up from a mid tier brioking firm or established investment bank.

  • A strong understanding of compliance within stockbroking/financial markets/investment banking
  • A good understanding of the current and evolving regulatory landscape within markets
  • Driven, switched on and ambitious personality

For a confidential discussion or more detailed information, please contact Dijana Macinko on (02) 9249 5008 or APPLY NOW