Manager; Operational Risk and Control

Location: Sydney CBD, New South Wales
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: benefits
REF: BBBH235043_1563866058

Reporting to the Head of Operations, this newly created role oversees operational controls for investment administration services. As the manager, you will be responsible for:

  • Incident management/Remediation Plans: Review of Root Cause of Operational Incidents and ensure preventative measures are appropriate and in place
  • Formal Supervision testing & Control Self-Assessment - Periodic sample review of the Risk and Control Matrix across operational areas. Identify control performance exceptions and address any remediation or design effectiveness concerns with the operational manager
  • Procedures Review - As a result of incident management / control testing and also sample annual procedural quality review
  • Reporting - Generate management information on Operational Control metrics, such as Formal Supervision, Internal Audit and Incident Management, and other ad hoc management reporting and trends analysis
  • Co-ordination of the GS007 Controls Audit

The ideal candidate will:

  • Be experienced in funds or custody operations
  • Have worked in a risk and control environment, with a focus on mitigating operational risk
  • Have working knowledge of regulatory controls for the funds management industry
  • Be an effective communicator and have a strong eye for detail