Head of Legal & Compliance

Location: Sydney CBD, New South Wales
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: AU$200000 - AU$220000 per annum + + Bonus
REF: BBBH235734_1565852409

Key Responsibilities

  • Manage & maintain organisations Compliance framework and management procedure, instilling a culture of continuous improvement.
  • Provide legal SME advice.
  • Draft key commercial agreements.
  • Review and advise on regulatory issues.
  • Manage external dispute resolution through FOS, the SCT and litigation.
  • Accountability for regulatory compliance matters including measurements, monitoring, assessments and control.
  • Attending to enquires from regulatory bodies
  • Manage team of 2


  • Deep experience within Compliance gained either or partially or wholly within financial services. (Superannuation and Managed Funds)
  • 6+ years' experience as qualified layer practicing in financial services law.
  • Strong communication skills, able to work with the business and whilst maintaining essential independence.
  • Business partnering skills with the ability to work closely with the Regulators whilst managing the company's interests and agenda.
  • Analytical mind and excellent problem-solving skills, able to interpret complex regulatory policy and establish solutions for its implementation and fast adoption.
  • Excellent academic background

For a confidential discussion, please call Andrew Douglas on 9249 5009 or APPLY NOW