Fixed Income Compliace Officer

Location: Sydney CBD, New South Wales
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: AU$500.00 - AU$550 per day
REF: BBBH219109_1518155457

Fixed Income Compliance Specialist

  • 3 - 4 month contract
  • Global investment bank
  • Experienced hire

Our client is a global investment back with a substantial market presence in the Australian market. At present there is an immediate need for an experienced Compliance Officer with Fixed Income and Futures exposure to join the Compliance Risk Management Team.
Reporting to the Head of Markets Compliance your overall duty is to provide compliance services to the markets division with a focus on fixed income and futures. Your primary duty involves development of key relationships with the fixed income and futures business to ensure effective communication in terms of compliance and risk management. Specifically you will understand ASIC reporting processes and frameworks, have a track record in applying Dodd Frank regulations, be able to provide advice in developing frameworks and work closely with the business to ensure that all compliance responsibilities are met.
You will have experience in developing and communicating training programmes, have a track record in developing and executing surveillance programmes as well as creating documentation and policies relating to regulatory agency requirements.