Compliance Analyst

Location: Sydney
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: $80,000 +Super +Bonus
REF: 2404646

This is an excellent opportunity to join a leading bank as a Compliance Analyst. 

Key Responsibilities:

KYC / Due Diligence 

KYC Client on-boarding

  • Check if clients' documents are in place and correctly filled
  • KYC Checking: verification KYC forms completed and verification supporting documents against the checklist
  • Do background checks on client, directors, key managers, beneficial owners and authorised signatories
  • Input data and upload clients' documents in KYC internal system
  • Check and control data quality
  • Handle the KYC workflow until final sign-off
  • Instruct Client Referential team to open client accounts in accounting and Back Office systems
 
KYC recertification (periodical task depending on customer sensitivity):
  • Check the clients list and select the client group needs to be reviewed
  • Initiate the KYC recertification process
  • Check if clients' documents are in place and correctly filled
  • KYC Checking: verification KYC forms completed and verification supporting documents against the checklist
  • Do background checks on client, directors, key managers, beneficial owners and authorised signatories
  • Input data and upload clients' documents in KYC internal system
  • Check and control data quality
  • Handle the KYC workflow until final sign-off
  • KYC freeze process and monitoring
    
 
    
Specific Qualifications & Experience Required
    
  • KYC Due Diligence experience from either banking or related industry
  • Knowledge of Corporate Banking products is highly desirable
  • Tertiary studies in the Banking / Finance Industry
  • Sound experience in a customer service environment