Seeking a Compliance Analyst within Wealth Management Compliance.
This role is responsible for the following key responsibilities but not limited to:
- Provide advice regarding regulatory requirements and internal policies requirements
- Conduct regular monitoring and surveillance tasks
- Assist with drafting and amending of Compliance policies and procedures
- Provide management reporting and assist with the investigation and preparation of regulatory notice responses as required
The ideal candidate will have a minimum of 2 years' experience in the financial services industry and relevant working experience in compliance or risk.
For a confidential discussion, please call Dijana Macinko on 9249 5008 or APPLY NOW.