Compliance Analyst

Location: Sydney CBD, New South Wales
Contract Type: Contract
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH235565_1565333444

Seeking a Compliance Analyst within Wealth Management Compliance.

This role is responsible for the following key responsibilities but not limited to:

  • Provide advice regarding regulatory requirements and internal policies requirements
  • Conduct regular monitoring and surveillance tasks
  • Assist with drafting and amending of Compliance policies and procedures
  • Provide management reporting and assist with the investigation and preparation of regulatory notice responses as required

The ideal candidate will have a minimum of 2 years' experience in the financial services industry and relevant working experience in compliance or risk.

For a confidential discussion, please call Dijana Macinko on 9249 5008 or APPLY NOW.